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对于投资者权益的保护,我国立法和证券监管机构已经在有关法规、行政规章和自律性规范中对法定信息披露义务和禁止证券市场违规行为等作出了明确的规定,但作为投资者权益保护的一个重要方面——投资者适当性制度,只是进行了初步的规定,发展相对滞后,对证券投资者在享有权利及法律救济上受到较大影响。
For the protection of investor’s rights and interests, China’s legislature and securities regulatory authorities have made clear the statutory disclosure obligations and the prohibition of securities market irregularities in the relevant laws and regulations, administrative regulations and self-regulatory norms. However, as the protection of investors’ rights and interests An important aspect - the system of investor’s due diligence is that preliminary provisions have been made and the development has lagged behind. This has greatly affected the securities investors’ enjoyment of rights and legal remedies.