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英国的金融服务局(FSA)是从证券与投资局(SIB)演变而来的。早在1997年10月,SIB就更名为FSA。但在《金融服务与市场法》(以下简称“FSMA”)通过之后,其地位与作用则今非昔比。英国不是惟一实行单一监管机构的国家,比如在北欧国家已推行了这种模式,但这些国家的金融业十分微弱,只
The UK’s Financial Services Authority (FSA) evolved from the Securities and Investment Authority (SIB). As early as October 1997, SIB changed its name to FSA. However, after the passage of the Financial Services and Markets Law (hereinafter referred to as “FSMA”), its status and role are not the same. Britain is not the only country that has a single regulatory body. For example, the model has been introduced in the Nordic countries. However, the financial industry in these countries is very weak. Only